{"id":1740,"date":"2024-11-20T14:04:16","date_gmt":"2024-11-20T19:04:16","guid":{"rendered":"https:\/\/exactf.com\/courtiers-en-valeurs-mobilieres\/"},"modified":"2025-02-27T09:20:00","modified_gmt":"2025-02-27T14:20:00","slug":"securities-brokers","status":"publish","type":"page","link":"https:\/\/exactf.com\/en\/our-clientele\/securities-brokers\/","title":{"rendered":"SECURITIES BROKERS"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"1740\" class=\"elementor elementor-1740 elementor-576\" data-elementor-post-type=\"page\">\n\t\t\t\t<div class=\"elementor-element elementor-element-b169cf4 e-flex e-con-boxed elementor-invisible e-con e-parent\" data-id=\"b169cf4\" data-element_type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;,&quot;animation&quot;:&quot;fadeIn&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-7292029 elementor-widget elementor-widget-heading\" data-id=\"7292029\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">SECURITIES BROKERS<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-b05268e elementor-widget elementor-widget-text-editor\" data-id=\"b05268e\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<nav aria-label=\"breadcrumbs\" class=\"rank-math-breadcrumb\"><p><span class=\"last\">Home<\/span><\/p><\/nav>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-004babe e-flex e-con-boxed elementor-invisible e-con e-parent\" data-id=\"004babe\" data-element_type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;fadeIn&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-eb9fd04 e-con-full e-flex e-con e-child\" data-id=\"eb9fd04\" data-element_type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-80a68d8 elementor-widget elementor-widget-heading\" data-id=\"80a68d8\" data-element_type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">EXACTF services for securities brokers <\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-f6f240a elementor-widget elementor-widget-text-editor\" data-id=\"f6f240a\" data-element_type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>At <strong>EXACTF<\/strong>, we understand the unique challenges securities brokers face in an ever-evolving regulatory environment. Our specialized services are designed to ease your administrative burden, ensure your compliance, and optimize your operations.<\/p><p>Our services include:<\/p><ul><li><strong>Part-time Regulatory CFO<\/strong>: An experienced financial officer to meet your financial and regulatory compliance needs, without the need for a full-time commitment.<\/li><li><strong>Outsourced Accounting<\/strong>: Full management of your accounting needs, including the preparation of financial statements, regulatory financial reports, and performance analysis.<\/li><li><strong>Compliance Consulting<\/strong>: Strategic support to develop, review, and implement compliant policies, as well as assess risks and strengthen your internal processes.<\/li><li><strong>Anti-Money Laundering Surveillance<\/strong>: Review and update of your policies and procedures, risk assessment, and analysis of your ongoing training program to meet current legal standards.<\/li><li><strong>Registration and Filing Management<\/strong>: Handling registration requests with the CIRO, regulatory filings, and managing platforms like BDNI (NRD).<\/li><li><strong>Support for the Chief Compliance Officer (CCO)<\/strong>: Personalized assistance to meet daily and strategic requirements, including preparation of annual reports.<\/li><li><strong>Review of Marketing and Advertising Materials<\/strong>: Validation of your communications to ensure they comply with applicable regulations.<\/li><li><strong>Tailored Training<\/strong>: Customized sessions to train your teams on key topics such as compliance, anti-money laundering, and regulatory obligations.<\/li><\/ul><p><br \/>With <strong>EXACTF<\/strong>, you benefit from proven expertise and a trusted partner to navigate the complexities of the securities sector. Our goal is to allow you to focus on your growth and strategic priorities while ensuring flawless compliance.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>EXACTF services for securities brokers At EXACTF, we understand the unique challenges securities brokers face in an ever-evolving regulatory environment. Our specialized services are designed to ease your administrative burden, ensure your compliance, and optimize your operations. Our services include: Part-time Regulatory CFO: An experienced financial officer to meet your financial and regulatory compliance needs, [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":410,"parent":1782,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-1740","page","type-page","status-publish","has-post-thumbnail","hentry"],"_links":{"self":[{"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/pages\/1740","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/comments?post=1740"}],"version-history":[{"count":13,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/pages\/1740\/revisions"}],"predecessor-version":[{"id":1954,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/pages\/1740\/revisions\/1954"}],"up":[{"embeddable":true,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/pages\/1782"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/media\/410"}],"wp:attachment":[{"href":"https:\/\/exactf.com\/en\/wp-json\/wp\/v2\/media?parent=1740"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}