Contact Us : info@exactf.com
Our expert team specializes in supporting clients with the registration of their businesses as securities dealers or advisors. We provide assistance for the following registration categories: Securities Broker, Portfolio Manager, Restricted Dealer, and Fund Manager.
Our anti-money laundering specialists offer a comprehensive service for reviewing policies and procedures, risk assessments, and a thorough analysis of the compliance program and continuous training plan. Their expertise ensures rigorous evaluations and tailored recommendations to enhance the effectiveness and compliance of your practices.
This isn’t just a clever play on words; it’s a meaningful designation. It encompasses a multitude of dimensions working in synergy to deliver a powerful tool born from decades of experience and expertise of an astounding group of people who have progressed and matured in virtually every field directly or indirectly involved in the financial world.. EXACTF’s team are true masters in essential areas such as strategic management, operations, regulatory compliance, audit and inspection, and cutting-edge technology. BROKER IN A BOX is a revolutionary, multi-faceted program:
The right people do the right work at the right price, thanks to a dynamic, agile, and multidisciplinary team of specialists.
2. Optimization of efficiency in terms of operations, tactical approach, strategic trajectory, cost and resource control, recalibration of efforts and tasks, cost-benefit ratio, increased profits, and tailored technology.
3. Designed to promote close and sustainable partnerships with clients, based on authenticity, integrity, transparency, and empathy.
4. Scalable and adaptable to any situation involving rapid client growth.
5. Harnesses the power of numbers, like a cooperative. The program collects and consolidates findings and best practices from interactions and business interventions with former clients, sharing them with new clients, without violating confidentiality or data protection.
6. Leverages close connections, relationships and influence with regulatory bodies to advocate for changes and/or exemptions on behalf of specific clients or financial planners/securities brokers/fund managers as a whole.
7. By nature of the experience of the team, the program also provides entrepreneurial understanding and guidance, vital for small and medium-sized businesses that, while technically proficient, often lack the business insight necessary for significant and sustained company progress.
8. Continuously investigates and adopts the latest technologies to make our clients’ businesses more efficient, effective, and high-performing.
BROKER IN A BOX is all this… and more. It’s the ultimate instrument the financial industry has long been calling for.