LAW FIRMS AND PROFESSIONAL SERVICES

At EXACTF, we work with law firms and professional service firms to meet their clients’ needs in compliance, regulation, and operations. Our experienced experts provide specialized consultation services essential for professional firms and their clients, whether they are in the startup phase or already established as investment advisors or securities brokers.

Our services include:

• Assistance with the registration process: Advice and solutions on operational and regulatory structures, preparation of financial projections, and regulatory capital calculation.

• Regulatory Compliance Consulting: Full support for managing regulatory obligations, including support for inspections and corrective measures.
• Independent Consultant for Regulatory Audits: Serving as an independent consultant in response to regulatory findings or during disputes.
• Operational and Compliance Support for Clients: Strategic support for investment advisors or securities brokers, including managing compliance and operational processes.
• Expert Testimony and Professional Opinions: Supporting complex cases with credible testimony and in-depth analysis, based on recognized industry expertise.

Our professionals possess deep and diverse expertise, enhancing the credibility of their opinions and their value in legal or regulatory actions. Their in-depth knowledge of the sector and experience in demanding contexts makes them indispensable partners for law firms and their clients seeking reliable, strategic solutions.

With EXACTF, you gain a trusted ally to navigate legal and regulatory challenges with rigor and efficiency.